LOGIN

USERNAME
PASSWORD
Forgot Password

NEW DOCUMENTS

Community Banks Concerned About Dwindling Funds in Capital Purchase Program
Original | Brief Nov 18
Banks Ready to Lend, Says ABA President
Original | Brief Nov 18
NCUA to Temporarily Guarantee Liquidity of Corporate Credit Unions
Original | Brief Nov 18
Bair Expects Bank to Use Capital Purchase Program Assistance to Make Loans
Original | Brief Nov 18
Lending Will Not Resume Quickly, Despite Capital Purchase Program, Says Paulson
Original | Brief Nov 18
Bernanke Describes Plan to Shore Up Money Market Mutual Funds
Original | Brief Nov 18
Agencies Issue Final Rule Implementing Internet Gambling Act
Original | Brief Nov 18
ABA Recommends Phased-In Increase to Insurance Premium Rates
Original | Brief Nov 17
Treasury Issues CPP Participation Terms for Privately-Held Institutions
Original | Brief Nov 17
OCC Allows National Banks Affected by California Fires to Close
Original | Brief Nov 17


Read More

FROM THE EDITOR

As ABA Calls for Decriminalization of AML Deficiencies, Justice Gears Up for Subprime Investigations
 
Well, it’s already happening. The New York Post reported today that a dozen Lehman executives had been subpoenaed in conjunction with three grand jury hearings. They are likely to be “quizzed” – don’t think Jeopardy, think inquisition – about how they represented the health of the company and the value of its assets in the run-up to its demise.
 
FinCEN Proposes Reorganization of Bank Secrecy Act Regulations The Financial Crimes Enforcement Network proposed changes to simplify Bank Secrecy Act regulations by centralizing them in a new chapter of the Code of Federal Regulations that would be organized by financial industry.
FDIC Interim Rule Establishes Temporary Liquidity Guarantee Program The Federal Deposit Insurance Corporation issued an interim rule that will implement and govern the agency's Temporary Liquidity Guarantee Program. All eligible institutions are automatically enrolled in the program for the first 30 days at no cost.
Fed Changes Rate Index, Spread, for Subprime Loan Reporting The Board of Governors of the Federal Reserve System adopted a final rule to amend Regulation C by requiring banks to report data on first-lien loans with annual percentage rates that are more than 1.5 percent higher than a survey-based estimate of the price of similar prime mortgage loans.
Treasury Restricts Executive Compensation for TARP Capital Purchase Program Participants The Department of the Treasury issued an interim rule requiring participating institutions to meet executive compensation and corporate governance standards before the department agreed to purchase their substandard securities through the Troubled Assets Relief Program.
Fed Will Pay Interest on Depository Institutions' Required and Excess Reserve Balances The Federal Reserve Board announced that it will amend Regulation D to direct the Federal Reserve Banks to begin paying interest on depository institutions' required reserve balances and excess reserve balances.
OCC Orders Former CEO of Commerce Bank to Pay $4 Million to TD BankThe Office of the Comptroller of the Currency issued a stipulation and consent order against Vernon W. Hill, former Chief Executive Officer of Commerce Bank, to pay $4 million to TD bank, as an offset to an agreed-upon sum that TD bank will pay Hill as part of a settlement agreement.
NFA Permanently Bars Two Florida Firms From NFA MembershipThe National Futures Association found Universal Commodity Corp., Comtrust, Inc., and certain persons associated with both firms to have acted in violation of NFA regulations, and ordered them to withdraw from NFA membership.
Franklin Bank Corp Must Increase Capital Holdings, Shore Up OperationsThe Treasury Department's Office of Thrift Supervision issued an order to cease and desist against the Houston, Texas bank holding company, which owns FBC Holdings LLC, which in turn owns the Franklin Bank of Texas. Franklin Bank was closed by its state regulator on November 7, 2008.
Dresdner Bank's New York Branch Cited for AML ViolationsThe Federal Reserve Board issued a cease and desist order against Dresdner Bank AG of Frankfurt, Germany, and its New York branch, requiring that the New York branch correct violations related to compliance with federal and state ant-money laundering law.
Travelers Mortgage Temporarily Loses Mortgage Broker LicenseThe State of New York Banking Department suspended Travelers Mortgage’s broker license due to the company's failure to maintain the required corporate surety bond or to place adequate assets on deposit.
Following EU, Russia Set to Adopt AML Convention
The Russian Federation is set to approve a European-based proposal that would bolster the country’s ability to seize the assets of suspected money launderers and terrorists, according to a Russian news report.
November 18, 2008

OCC Examiner Indicted for Bilking Bank Out of $500,000 in Phony Loan
A national bank examiner defrauded banks out of more than half a million dollars by using phony court and financial documents, Illinois prosecutors said last week.
November 17, 2008

FDIC Warning on Telemarketers Means Scrutiny, Not Dropped Accounts, Say Consultants
A federal warning about the compliance risks of payment processors tied to telemarketers will mean closer scrutiny of the companies but not a wholesale dropping of the accounts, say consultants.
November 17, 2008

IRS Shifting Resources to Tackle More Mortgage Fraud, Say Agents
The investigative arm of the Internal Revenue Service, charged with tackling intricate tax and money laundering cases, is shifting resources to handle a mushrooming mortgage fraud caseload, according to current and former special age
November 14, 2008

Banks should expect more governmental oversight of financial crime controls under a Democratic administration and Congress, despite renewed industry calls for regulatory relief, say observers.

The National Futures Association Thursday suspended a broker for two years and banned his companies for life after failing to file suspicious activity reports on questionable transactions and wire transfers.